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| Notice Cycle 6-180 | ||
| Dept.: (6) STATE AUDITOR | ||
| File Type | Read File | Summary | MAR Issue | Publish Date |
|---|---|---|---|---|
| 312c |
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AMD, TRANS, NEW Judicial Review - Securities Regulation - Senior Specific Certifications and Designations - Filing Requirements for Transactional Exemptions. | #18 Rule Section | 9/25/2008 |
| 312f |
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Corrected Notice of Amendment and Transfer - Broker-Dealers and Investment Advisors | #9 Rule Section | 5/12/2011 |
| 309a |
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In the matter of the proposed amendment of ARM 6.2.124 regarding Judicial Review, ARM 6.10.101 and 6.10.102 regarding Securities Regulation, the proposed transfer of ARM 6.10.104, 6.10.105, 6.10.108, 6.10.110, 6.10.125, 6.10.132, 6.10.134, 6.10.147, and 6.10.148, the proposed amendment and transfer of ARM 6.10.103, 6.10.111, 6.10.120, 6.10.121, 6.10.126, 6.10.127, 6.10.130, 6.10.131, 6.10.135, 6.10.136, 6.10.138, 6.10.140, 6.10.141, 6.10.142, 6.10.143, 6.10.145, and 6.10.149 regarding Securities Regulation, and the proposed adoption of NEW RULES I through VI pertaining to Senior Specific Certifications and Designations, and Filing Requirements for Transactional Exemptions | #15 Notice Section | 8/14/2008 |
Rule Actions List
| Action Type | Rule Nos. |
|---|---|
| Adoption | I-->6.10.601, II-->6.10.602, III-->6.10.604, IV-->6.10.605, V-->6.10.607, VI-->6.10.608, |
| Amendment | 6.10.101(A), 6.10.102(A), 6.10.502(A), 6.2.124(A), |
| Transfer | 6.10.103-->6.10.201, 6.10.111-->6.10.207, 6.10.149-->6.10.210, 6.10.120-->6.10.301, 6.10.130-->6.10.303, 6.10.131-->6.10.305, 6.10.126-->6.10.401, 6.10.127-->6.10.402, 6.10.121-->6.10.501, 6.10.135-->6.10.502, 6.10.136-->6.10.503, 6.10.138-->6.10.504, 6.10.142-->6.10.508, 6.10.143-->6.10.510, 6.10.145-->6.10.511, |
A directory of state agencies is available online at http://www.mt.gov/govt/agencylisting.asp.
For questions about the organization of the ARM or this web site, contact [email protected].
