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| Rule: 6.10.122 | Prev Up Next | |
| Rule Title: BROKER-DEALER BOOKS AND RECORDS | ||
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| Department: | STATE AUDITOR | |
| Chapter: | SECURITIES DEPARTMENT | |
| Subchapter: | Securities Regulation | |
| Latest version of the adopted rule presented in Administrative Rules of Montana (ARM): | ||
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6.10.122 BROKER-DEALER BOOKS AND RECORDS (REPEALED) |
| (See the Transfer and Repeal Table) |
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History: 30-10-107, MCA; IMP, 30-10-201, MCA; NEW, 1984 MAR p. 19, Eff. 1/13/84; AMD, 1988 MAR p. 1889, Eff. 8/12/88; AMD, 1996 MAR p. 1136, Eff. 4/26/96; REP, 1999 MAR p. 56, Eff. 1/15/99. |
| MAR Notices | Effective From | Effective To | History Notes |
|---|---|---|---|
| 1/15/1999 | Current | History: 30-10-107, MCA; IMP, 30-10-201, MCA; NEW, 1984 MAR p. 19, Eff. 1/13/84; AMD, 1988 MAR p. 1889, Eff. 8/12/88; AMD, 1996 MAR p. 1136, Eff. 4/26/96; REP, 1999 MAR p. 56, Eff. 1/15/99. |
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