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| Rule: 6.10.136 | Prev Up Next | |
| Rule Title: MINIMUM FINANCIAL REQUIREMENTS AND FINANCIAL REPORTING OF BROKER-DEALERS | ||
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| Department: | STATE AUDITOR | |
| Chapter: | SECURITIES DEPARTMENT | |
| Subchapter: | Securities Regulation | |
| Latest version of the adopted rule presented in Administrative Rules of Montana (ARM): | ||
| This Rule has been transferred to 6.10.503 |
| (See the Transfer and Repeal Table) |
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History: 30-10-107, MCA; IMP, 30-10-107, 30-10-201, MCA; NEW, 1999 MAR p. 56, Eff. 1/15/99; TRANS and AMD, to ARM 6.10.503, 2008 MAR p. 2046, Eff. 9/26/08. |
| MAR Notices | Effective From | Effective To | History Notes |
|---|---|---|---|
| 6-180 | 9/26/2008 | Current | History: 30-10-107, MCA; IMP, 30-10-107, 30-10-201, MCA; NEW, 1999 MAR p. 56, Eff. 1/15/99; TRANS and AMD, to ARM 6.10.503, 2008 MAR p. 2046, Eff. 9/26/08. |
| 1/15/1999 | 9/26/2008 | History: Sec. 30-10-107, MCA; IMP, 30-10-107 and 30-10-201, MCA; NEW, 1999 MAR p. 56, Eff. 1/15/99. |
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