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| Rule Title: MINIMUM FINANCIAL REQUIREMENTS AND FINANCIAL REPORTING OF BROKER-DEALERS
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This is an obsolete version of the rule. Please click on the rule number to view the current version.
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Effective Date:
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1/15/1999
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History Notes:
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History: Sec. 30-10-107, MCA; IMP, 30-10-107 and 30-10-201, MCA; NEW, 1999 MAR p. 56, Eff. 1/15/99. |
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Rule File:
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Other rule versions existed in ARM on or after March 31, 2007
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History Notes |
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6-180
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9/26/2008
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Current
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History: 30-10-107, MCA; IMP, 30-10-107, 30-10-201, MCA; NEW, 1999 MAR p. 56, Eff. 1/15/99; TRANS and AMD, to ARM 6.10.503, 2008 MAR p. 2046, Eff. 9/26/08. |
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1/15/1999
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9/26/2008
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History: Sec. 30-10-107, MCA; IMP, 30-10-107 and 30-10-201, MCA; NEW, 1999 MAR p. 56, Eff. 1/15/99. |
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