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| Rule Title: FRAUDULENT AND UNETHICAL PRACTICES PROHIBITED BY BROKER-DEALERS AND SALESMEN
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This is an obsolete version of the rule. Please click on the rule number to view the current version.
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Effective Date:
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9/26/2008
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History Notes:
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History: 30-10-107, MCA; IMP, 30-10-201, 30-10-301, MCA; NEW, 1989 MAR p. 221, Eff. 1/27/89; AMD, 1999 MAR p. 2245, Eff. 10/8/99; AMD, 2003 MAR p. 1078, Eff. 5/23/03; TRANS and AMD, from ARM 6.10.126, 2008 MAR p. 2046, Eff. 9/26/08. |
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Rule File:
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Other rule versions existed in ARM on or after March 31, 2007
| MAR Notices |
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History Notes |
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6-250
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10/24/2020
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Current
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History: 30-10-107, MCA; IMP, 30-10-201, 30-10-301, MCA; NEW, 1989 MAR p. 221, Eff. 1/27/89; AMD, 1999 MAR p. 2245, Eff. 10/8/99; AMD, 2003 MAR p. 1078, Eff. 5/23/03; TRANS and AMD, from ARM 6.10.126, 2008 MAR p. 2046, Eff. 9/26/08; AMD, 2020 MAR p. 1874, Eff. 10/24/20. |
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6-180
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9/26/2008
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10/24/2020
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History: 30-10-107, MCA; IMP, 30-10-201, 30-10-301, MCA; NEW, 1989 MAR p. 221, Eff. 1/27/89; AMD, 1999 MAR p. 2245, Eff. 10/8/99; AMD, 2003 MAR p. 1078, Eff. 5/23/03; TRANS and AMD, from ARM 6.10.126, 2008 MAR p. 2046, Eff. 9/26/08. |
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