(1) Licensees are responsible for conducting appropriate background checks on all new employees hired after May 1, 2006. At a minimum, each licensee shall:

(a) require completion of employee criminal background questionnaire;

(b) verify and document employment and personal references; and

(c) within ten days of start of employment, request a Montana criminal records check from the Department of Justice.

(2) If the background check demonstrates any criminal convictions involving fraud or financial dishonesty or civil judgments involving fraudulent or dishonest financial dealings, the licensee cannot employ such person, or if already employed, must terminate employment.

(3) Verification of compliance with this rule shall occur during annual examinations. Licensees are required to keep accurate employment records on each employee to ensure that the department is able to verify compliance.