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Rule: 6.10.126 Prev     Up     Next    
Rule Title: FRAUDULENT AND UNETHICAL PRACTICES PROHIBITED BY BROKER-DEALERS AND SALESMEN
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Department: STATE AUDITOR
Chapter: SECURITIES DEPARTMENT
Subchapter: Securities Regulation
 
Latest version of the adopted rule presented in Administrative Rules of Montana (ARM):


This Rule has been transferred to 6.10.401
(See the Transfer and Repeal Table)

History: 30-10-107, MCA; IMP, 30-10-201, 30-10-301, MCA; NEW, 1989 MAR p. 221, Eff. 1/27/89; AMD, 1999 MAR p. 2245, Eff. 10/8/99; AMD, 2003 MAR p. 1078, Eff. 5/23/03; TRANS and AMD, to ARM 6.10.401, 2008 MAR p. 2046, Eff. 9/26/08.


 

 
MAR Notices Effective From Effective To History Notes
6-180 9/26/2008 Current History: 30-10-107, MCA; IMP, 30-10-201, 30-10-301, MCA; NEW, 1989 MAR p. 221, Eff. 1/27/89; AMD, 1999 MAR p. 2245, Eff. 10/8/99; AMD, 2003 MAR p. 1078, Eff. 5/23/03; TRANS and AMD, to ARM 6.10.401, 2008 MAR p. 2046, Eff. 9/26/08.
5/23/2003 9/26/2008 History: Sec. 30-10-107, MCA; IMP, Sec. 30-10-201, MCA; NEW, 1989 MAR p. 221, Eff. 1/27/89; AMD, 1999 MAR p. 2245, Eff. 10/8/99; AMD, 2003 MAR p. 1078, Eff. 5/23/03.
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