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Rule: 6.10.138 Prev     Up     Next
Rule Title: BROKER-DEALER BOOKS AND RECORDS
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Department: STATE AUDITOR
Chapter: SECURITIES DEPARTMENT
Subchapter: Securities Regulation
 
This is an obsolete version of the rule. Please click on the rule number to view the current version.

  Effective Date: 9/26/2008  
 
  History Notes: History: 30-10-107, MCA; IMP, 30-10-201, MCA; NEW, 1999 MAR p. 56, Eff. 1/15/99; TRANS and AMD, to ARM 6.10.504, 2008 MAR p. 2046, Eff. 9/26/08.  
 
  Rule File: access file
 

Other rule versions existed in ARM on or after March 31, 2007

MAR Notices Effective From Effective To History Notes
6-180 9/26/2008 Current History: 30-10-107, MCA; IMP, 30-10-201, MCA; NEW, 1999 MAR p. 56, Eff. 1/15/99; TRANS and AMD, to ARM 6.10.504, 2008 MAR p. 2046, Eff. 9/26/08.
1/15/1999 9/26/2008 History: Sec. 30-10-107, MCA; IMP, Sec. 30-10-201, MCA; NEW, 1999 MAR p. 56, Eff. 1/15/99.
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